Regulatory & Compliance

Interpreting and advising on complex regulatory frameworks and compliance requirements across multiple jurisdictions

Managing end-to-end audit processes including scoping, coordination with assessors, and certification maintenance

Developing and implementing compliance programs, policies, and control frameworks

Conducting gap analyses and mapping regulatory requirements to existing control environments

Translating complex technical and regulatory requirements into actionable business guidance

Leading cross-functional collaboration with engineering, product, security, and operations teams on compliance matters

Monitoring regulatory changes and evolving industry standards to maintain organizational readiness

Managing and tracking audit findings, remediation plans, and control implementation timelines

Serving as primary point of contact for external auditors, regulators, and customers on compliance matters

Conducting third-party risk assessments and due diligence on business partners and vendors

Investigating financial crime alerts and preparing suspicious activity reports with supporting documentation

Conducting enhanced due diligence on high-risk customers and transactions

Classifying products and technologies under export control frameworks and managing licensing applications

Advising on trade compliance including sanctions, export controls, and deemed export regulations

Building and maintaining automated compliance tools, dashboards, and tracking systems

Designing and optimizing transaction monitoring rules and alert scenarios

Implementing AI and automation solutions for compliance processes and continuous monitoring

Conducting AI governance and emerging technology compliance assessments

Leading team management, mentoring, and professional development of compliance professionals

Communicating compliance status and findings to executive leadership and board-level stakeholders

Collaborating across organizational functions to embed compliance into business operations

Developing and delivering compliance training and awareness initiatives

Engaging with regulatory bodies and government agencies on compliance and authorization matters

Managing stakeholder relationships with customers, vendors, and external assessors

Identifying process improvements and driving operational efficiency in compliance functions